(KINGSTON, February 1, 2010): Regulatory activities at the Jamaica Stock Exchange (JSE) increased dramatically in 2009, which were as a result of undertakings by the Regulatory and Market Oversight Division (RMOD). During the year the Division addressed 123 issues in accordance with its market surveillance, compliance and enforcement responsibilities. This total was
The Exchange’s Chief Regulatory Officer, Mr. Wentworth Graham, second left, is seated with Executives of Jamaica Broiler Group at the Company’s Head Office at Content, McCooks Pen, St. Catherine. To the CRO’s left is Mr. Peter Depass, JBG’s Company Secretary, and at the immediate right is Mr. Christopher Levy, Group President
The Chief Regulatory Officer, Mr. Wentworth Graham is flanked by Mr. Steven Polansky, Senior Director FINRA International Affairs & Services, left, and Mr. Wain Iton CEO, Trinidad & Tobago Stock Exchange. The occasion was JSE’s Investments & Capital Markets Conference, January 18 – 20, 2010, Kingston, Jamaica. Both Messrs Polansky and Iton
Regulatory Officer, Mr. Andrae Tulloch engages Mrs. Rita Humphries-Lewin, Chairman, Barita Investments Ltd while presenting the Jamaica Stock Exchange’s (JSE) Rule Book at the Company’s listing of its Ordinary and Preference Shares on January 14, 2010. At the centre of the exchange is Mr. Wentworth Graham, Chief Regulatory Officer of
Chief Regulatory Officer of the Jamaica Stock Exchange’s (JSE) RMOD, Mr. Wentworth Graham discusses the regulatory operations of the JSE with newly appointed Company Secretary of the Gleaner Company Limited, Mr. John Hudson at the JSE’s head office, Down Town, Kingston on Tuesday December 15. For 2010, the RMOD
Issues of Concern to Regulators The 5th Annual Chief Regulatory Officers’ (CRO) Conference held at the New York Stock Exchange on October 14 – 15, 2009, retrospectively and futuristically considered the issues of the Global Financial Crisis – Lessons Learned; Direct Access and Cross-border Information Sharing, and the Challenges of Conducting
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(KINGSTON, October 21, 2009): The Jamaica Stock Exchange through its Regulatory and Market Oversight Division (RMOD) has introduced a new rule and has issued a set of guidelines that are designed to assist market players to improve market integrity to all stakeholders. The new rule is Management Discussion and Analysis
